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Financial Technology

Security & Compliance Hardening

Achieved SOC 2 Type II certification and improved security posture from 40% to 95%, unblocking $5M enterprise sales pipeline.

FinTech Startup
5 months
Team of 4 consultants

The Challenge

Failed initial SOC 2 audit with 47 findings, no security monitoring or incident response procedures, and regulatory compliance gaps blocking enterprise sales. Lack of encryption for data at rest, insufficient access controls, and no security training for development team.

Our Solution

Implemented comprehensive security controls including encryption at rest and in transit, multi-factor authentication, role-based access control, and security monitoring with AWS GuardDuty. Established incident response procedures, automated compliance reporting, and conducted security training. Implemented secret management with HashiCorp Vault.

Results

SOC 2 Type II certification achieved

Certified

Zero security incidents post-implementation

0 incidents

Enterprise sales unblocked ($5M pipeline)

$5M unlocked

Security posture improved from 40% to 95%

95% score

Tools & Technologies

AWS GuardDutySplunkVaultOWASP ZAPSnyk

Tags

SecurityComplianceSOC 2

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